SOLID ROCK NEWS

ACCOUNT OPENING PROCEDURES

SOLID ROCK TEAM

Account Opening Procedures:
   
Solid Rock Team:
 

THE CLIENTS SERVICE UNIT.

Our Objective: is to ensure good customer relationship, satisfaction, loyalty and quality service delivery.

Our Responsibility Functions fall on the client services manager to ensure that the objective is maximized.accessing.

Opening of Accounts for New Clients

Minimum initial deposit required for fresh accounts shall be N250,000 subject to review, payable only by cheques or draft or transfer of an existing account with current market value of equal from another house.

Prospective clients would be required to open a stockbroking Account by:

Completing a client account opening form. The completed from should be returned to the firm accompanied with:

INDIVIDUALS

1. A passport photograph; Copy of data page of international passport (not less than six months) or driving licence or National Identity Card; and
2. Copy of utility bill that should not be more than three months.

CORPORATES / INSTITUTIONS

1. Certified True Copies of the particulars of the company's shareholding and Directors (Forms CO2 and CO7);
2. Certificate of Incorpoartion;
3. Executed signature cards;
4. Passport photograph and copy of data page of international passport
(not less than six months) or driving licence or National Identity Card
should be providedfor each signatory;
5. Copy of utility bill that should not be more than 3 months old;
6. A copy of Board Resolutions duly signed and sealed.
The details provided on Client Account Opening Form will be used to open an account at The Central Securities Clearing Systems ("CSCS"). 

For more information, please contact us.

 

FORM DOWNLOADS

Forms are in pdf format
Download Application forms
Individual Clients
CSCS Registration / Waiver Form
Inter-Member Transfer Form
Stock / Share Transfer Form
Mandate To Buy Shares Form
Mandate To Sell Shares Form
Download Product Brochures
Wealth Management Programme
Equity Trading Programme
Consolidated Fund Programme
 
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